Surviving the Audit: The Audit Process

At any time, your organization may be selected for a U.S. Department of Labor (DOL) audit to make sure that your employee benefit plans are in compliance.  The following steps traditionally occur during this process: 1.  Plan is notified by letter 2.  Employer Benefits Security Administration (EBSA) conducts an onsite investigation 3.  EBSA investigator interviews 4. …

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